MiFiD II - Compliance and Reporting for Investment firms

Description

This course is in Greek.

 

The markets in financial instruments directive II (MiFIDII) is a regulatory framework that increases the transparency across the European Union's financial markets and standardizes the regulatory approach for particular financial markets. The MiFIDII implemented new measures, such as pre- and post-trade transparency requirements, product governance, investor protection, best execution and set out the conduct standards for financial firms. The directive has been in force across the European Union (EU) since 03rd of January 2018. MiFIDII has a defined scope that primarily focuses on regulating over the counter (OTC) transactions and improve protections for the investors.

Course aims:

  • Recognize major requirements of MiFIDII for Investment Firms
  • Recognize who is affected and how
  • Review the stricter product governance requirements and introduce the new concept of “target market”
  • Review new trade reporting obligations
  • Review enhanced  investor protection measures
  • Review the extended market transparency requirements and transaction reporting
  • Professionals involved in product design, risk management, compliance, portfolio management, investment advice, dealing, internal and external audit, service providers, customer support and directors of CIFs.

The course is address to:

Professionals involved in product design, risk management, compliance and corporate governance should attend. Also, people involved in marketing coming because they will be able to see how their role fits within product governance framework. Executive Directors, Treasury function of CIFs / CFO, Compliance officer, CASS compliance officer (new role under MIFID2), Internal Auditor and External Auditors with CIF engagements. Compliance Managers, Operations, Business Analyst, Project Managers, in Transaction Reporting.

 

Topics

Reportable firms, instruments, channels and transactions 

How to treat different trading scenarios

Data aggregation and management

Recognize major requirements of MiFID for Investment Firms

Recognize internal and external weighting of factors and data used

Recognize and establish their Target market

MiFIR and how MiFID can help pave the way for better MiFIR Transaction Reporting

Recognize major investor protection issues

Review latest and related ESMA

Demonstrate practical examples and case studies.

Explain a framework to practically manage regulatory change within your organization to for meeting regulatory expectation.

Illustrate an approach to practically manage regulatory implementation within your organisation and the regulatory expectation

Summary

Region

Nicosia

Course dates

Jun 04 - Jun 05, 2019

Class hours

08:30 - 14:00

Subsidy

HRDA Approved

Training certificate

Human Resource Development Authority of Cyprus (HRDA)

Level

2

Mode of study

full-time

Method of instruction

classroom

Language

English

Educational material

printed

Laptop

not required

Course Instructors

Chrysostomos Kalos
Financial Services Professional

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Demetris Hadjiossif
CEO of Globia Wealth

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Course Locations

Locations:

  • Strovolos Cultural Centre, Archiepiskopou Kyprianou 34, Strovolos, 2059, Nicosia, Cyprus

For more info call us on:

22398000

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Company

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Discount Policies
Participants
1st -0.00% 246.50€
2nd -10.00% 204.85€
3rd - 10th -15.00% 184.03€

For more information

22398000
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Registration is also available via Telephone 22398000

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