MiFiD II - Compliance and Reporting for Investment firms

Description

This course is in Greek.

 

The markets in financial instruments directive (MiFID) is a regulation that increases the transparency across the European Union's financial markets and standardizes the regulatory disclosures required for particular markets. The MiFID implemented new measures, such as pre- and post-trade transparency requirements, and set out the conduct standards for financial firms. The directive has been in force across the European Union (EU) since 2008. MiFID has a defined scope that primarily focuses on over the counter (OTC) transactions.

According to the Commission, existing disclosures to retail investors for PRIIPs are uncoordinated and often do not help retail investors to compare different products, or understand their features. Consequently, retail investors have often made investments without understanding the associated risks and costs and have, on occasion, suffered unforeseen losses. Improving the transparency of PRIIPs offered to retail investors is an important investor protection measure and a precondition for rebuilding the confidence of retail investors in the financial market, in particular in the aftermath of the financial crisis.

Course aims:

  • Recognize major requirements of MiFID for Investment Firms
  • Recognize internal and external weighting of factors and data used
  • Recognize and establish their Target market
  • Collect the relevant client information for Appropriateness purposes
  • Recognize major investor protection issues
  • Review latest and related ESMA
  • Demonstrate practical examples and case studies.
  • Explore how firms manage outsourcing risk and due diligence with third parties.
  • Explain a framework to practically manage regulatory change within your organization to for meeting regulatory expectation.

The course is address to:

Professionals involved in product design, risk management, compliance and corporate governance should attend. Also, people involved in marketing coming because they will be able to see how their role fits within product governance framework. Executive Directors, Treasury function of CIFs / CFO, Compliance officer, CASS compliance officer (new role under MIFID2), Internal Auditor and External Auditors with CIF engagements. Compliance Managers, Operations, Business Analyst, Project Managers, in Transaction Reporting.

 

Topics

Reportable firms, instruments, channels and transactions 

How to treat different trading scenarios

Data aggregation and management

Recognize major requirements of MiFID for Investment Firms

Recognize internal and external weighting of factors and data used

Recognize and establish their Target market

MiFIR and how MiFID can help pave the way for better MiFIR Transaction Reporting

Recognize major investor protection issues

Review latest and related ESMA

Demonstrate practical examples and case studies.

Explain a framework to practically manage regulatory change within your organization to for meeting regulatory expectation.

Illustrate an approach to practically manage regulatory implementation within your organisation and the regulatory expectation

Summary

Course dates

Jun 04 - Jun 04, 2019

Class hours

08:30 - 16:30

Subsidy

HRDA Approved

Training certificate

Human Resource Development Authority of Cyprus (HRDA)

Level

2

Mode of study

full-time

Method of instruction

classroom

Language

Greek

Educational material

printed

Laptop

not required

Course Instructors

Chrysostomos Kalos
Financial Services Professional

read more
Demetris Hadjiossif
CEO of Globia Wealth

read more

Course Locations

Locations:

  • Strovolos Cultural Centre, Archiepiskopou Kyprianou 34, Strovolos, 2059, Nicosia, Cyprus

For more info call us on:

22398000

)

Quick and Easy Registration

''Empowering Professionals''

Unemployed

0

Payment: JCC

For more information

22398000
info@ipe.com.cy
8 seats remaining
Self employed

357.00

Payment: JCC

For more information

22398000
info@ipe.com.cy
8 seats remaining
Company

357.00

Payment: JCC

Discount Policies
Participants
1st -0.00% 238.00€
2nd -10.00% 202.30€
3rd - 10th -15.00% 184.45€

For more information

22398000
info@ipe.com.cy
28 seats remaining

Registration is also available via Telephone 22398000

We Are Here to Help